Rosenblum Silverman Sutton Sf Inc (San Francisco)

Name: Rosenblum Silverman Sutton Sf Inc
Address: 1388 Sutter St Ste 725, San Francisco, CA, 94109
Telephone: 415-771-4500

Rosenblum Silverman Sutton Sf Inc is a large advisory firm based in San Francisco. It manages $301.03 million of regulatory assets for 164 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Massachusetts, New York, and Texas.

Rosenblum Silverman Sutton Sf provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosenblum Silverman Sutton Sf: assets under management

The assets under management (AUM) of Rosenblum Silverman Sutton Sf Inc is $301.03 million. The firm's AUM has grown by 6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $299.92 million in discretionary accounts and $1.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $554.42 thousand.

Rosenblum Silverman Sutton Sf has custody of $59.15 million in cash and securities for 51 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 74% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in investment and business development companies form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rosenblum Silverman Sutton Sf Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Phyllis Rosenblum Sutton serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Phyllis Rosenblum Sutton is high net worth individuals with 112 clients and $263.77 million of assets under management. Among the 7 most similar advisory firms, Rosenblum Silverman Sutton Sf has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $301.03 million for 164 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rosenblum Silverman Sutton Sf doesn't advise any private funds.

Careers at Rosenblum Silverman Sutton Sf Inc

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Phyllis Rosenblum Sutton has been acting as President since 1 Sep 1989. Margaret Ann Dolan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Phyllis Rosenblum Sutton	President	1 Sep 1989	50% - 75%	2338581
Barbara Garlan Rosenblum	Ceo	1 Sep 1989	25% - 50%	4348360
Vera Lavissiere Silverman	Vice president	1 Sep 1989	Other	2206644
Jerrold Allen Grecu	Vice president	1 Feb 1999	Other	2182066
Michael Whitney Stephens	Chief compliance officer	1 May 2005	Other	2726593
Margaret Ann Dolan	Chief compliance officer	1 Dec 2015	Other	2244249

Based in San Francisco

The principal office where Rosenblum Silverman Sutton Sf Inc performs its advisory services is located at 1388 Sutter St Ste 725, San Francisco, CA 94109, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-771-4500 or by fax 415-771-0542. The normal business hours are 6:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at rssic.com/.