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Lancaster Pollard Asset Management LLC (Columbus)


Lancaster Pollard Asset Management LLC is a large advisory firm based in Columbus. It manages $169.33 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana, Michigan, and Ohio.

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Lancaster Pollard Asset Management provides portfolio management for businesses and institutional clients, pension consulting services, and fiduciary consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lancaster Pollard Asset Management: assets under management

The assets under management (AUM) of Lancaster Pollard Asset Management LLC is $169.33 million. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $55.66 million in discretionary accounts and $113.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.95 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.37 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lancaster Pollard Asset Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lancaster Pollard Asset Management LLC

William Michael Courson has been acting as President since 1 Jun 2006. Malcolm Guthrie Nimick has served as the Chief Investment Officer since 1 May 2002. Timothy D Wasson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Roland Green Director 1 Apr 1998 25% - 50% 2879362
Thomas Brian Pollard Director 1 Apr 1998 25% - 50% 1801120
Seth Becker Managing director 1 Jan 2000 Other 4125151
Seth Becker No longer with the firm 1 May 2002 Other 4125151
Malcolm Guthrie Nimick Chief investment officer 1 May 2002 Other 4542437
April Lee Householder Functions as cfo 1 Sep 2003 Other 5160170
Llc Lancaster Pollard Holdings Member 1 Jun 2006 75% - 100% 204865699
William Michael Courson President 1 Jun 2006 Other 1266000
Inc. Lancaster Pollard Holdings Shareholder 1 Jun 2006 75% - 100% 204865699
Frank Sokolowsky Chief compliance officer 1 Dec 2006 Other 4422324
Timothy D Wasson Chief compliance officer 1 Mar 2014 Other 1719052

Indirect Owners

The SEC currently registers 26 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Brian Pollard Shareholder 1 Jun 2006 50% - 75% 1801120
Thomas Roland Green Shareholder 1 Jun 2006 50% - 75% 2879362
James Dawson Carey Managing member 1 Dec 2008 75% - 100% 2656436
Llc Cd Trident V General partner 1 Dec 2008 Other 45-2841940
Charles Arthur Davis Managing member 1 Dec 2008 75% - 100% 816660
Llc Dw Trident V General partner 1 Dec 2008 Other 45-2842131
Llc Jc Trident V General partner 1 Dec 2008 Other 45-2842082
Llc Nz Trident V General partner 1 Dec 2008 Other 45-2842175
L.P. Trident Capital V General partner 1 Dec 2008 Other 98-0613068
David Jay Wermuth Managing member 1 Dec 2008 75% - 100% 5473034
Nicolas David Zerbib Managing member 1 Dec 2008 75% - 100% 5473031
Llc Cd Trident V General partner 1 Oct 2011 Other 45-2841940
Llc Dw Trident V General partner 1 Oct 2011 Other 45-2842131
Llc Jc Trident V General partner 1 Oct 2011 Other 45-2842082
Llc Nz Trident V General partner 1 Oct 2011 Other 45-2842175
L.P. Trident Capital V Pf General partner 1 Oct 2011 Other 98-1023183
Trident Lancaster Holdings Inc. Member 1 Jun 2013 25% - 50% 46-3080540
L.P. Trident V Parallel Fund Shareholder 1 Jun 2013 75% - 100% 98-0658572
L.P. Trident V Managing member 1 Jun 2013 50% - 75% 98-0613069
Thomas Brian Pollard Shareholder 1 Sep 2013 50% - 75% 1801120
Thomas Roland Green Shareholder 1 Sep 2013 50% - 75% 2879362
Inc. Three Lg Member 1 Sep 2013 25% - 50% 46-3098589
Agha Shujaat Khan Manager 1 Sep 2013 Other 3227058
Stephen Ashe Levey Manager 1 Sep 2013 Other 6144841
Llc Trident Lancaster Holdings Member 1 Sep 2013 50% - 75% 46-3120356
Jay Thomas Ripley Manager 1 Sep 2013 Other 4909410

Based in Columbus

The principal office where Lancaster Pollard Asset Management LLC performs its advisory services is located at 65 East State Street, Columbus, OH 43215 4213, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-224-8800 or by fax 614-224-8805. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at chiefinvestmentofficer.com.


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