Walston Investment Management (Birmingham)

Walston Investment Management is an adviser based in Birmingham. It manages $23.57 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002.

Walston Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Walston Investment Management: assets under management

The assets under management (AUM) of Walston Investment Management is $23.57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.71 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Walston Investment Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Walston Investment Management

Donald Edward Walston has been acting as President since 1 Oct 2000. Sharron Barnard Walston joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Edward Walston	President	1 Oct 2000	75% - 100%	1224261
Sharron Barnard Walston	Chief compliance officer	1 Oct 2004	Other	4928399

Based in Birmingham

The principal office where Walston Investment Management performs its advisory services is located at 4160 Churchill Drive, Birmingham, AL 35213, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.