Ironman Capital Management, LLC (Houston)

Ironman Capital Management, LLC is a mid-sized advisory firm based in Houston. It manages $25.86 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Texas.

Ironman Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ironman Capital Management: assets under management

The assets under management (AUM) of Ironman Capital Management, LLC is $25.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.93 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ironman Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gerald Bryan Dutt serves?

The only and largest group of clients of Gerald Bryan Dutt is pooled investment vehicles with 2 clients and $25.86 million of assets under management. Among the 0 most similar advisory firms, Ironman Capital Management has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $25.86 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ironman Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $2,000,000.

Careers at Ironman Capital Management, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Gerald Bryan Dutt has been acting as President since 1 Aug 2003. Lisa Fritz Reisack joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerald Bryan Dutt	President	1 Aug 2003	50% - 75%	1460229
Lisa Fritz Reisack	Chief compliance officer	1 Oct 2004	Other	2346178
Gerald Bryan Dutt	Chief compliance officer	1 Dec 2016	50% - 75%	1460229

Based in Houston

The principal office where Ironman Capital Management, LLC performs its advisory services is located at 9525 Katy Freeway, Houston, TX 77024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-218-6945 or by fax 713-218-6946. The normal business hours are 8:00a.m.-4:00p.m. on Monday - Friday.