Morgan Stanley Private Equity Asia Iii, Inc. (New York)

Morgan Stanley Private Equity Asia Iii, Inc. is a large advisory firm based in New York. It manages $1.56 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007.

Morgan Stanley Private Equity Asia Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgan Stanley Private Equity Asia Iii: assets under management

The assets under management (AUM) of Morgan Stanley Private Equity Asia Iii, Inc. is $1.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1724% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $779.13 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgan Stanley Private Equity Asia Iii, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgan Stanley Private Equity Asia Iii, Inc.

H Chin Chou has been acting as President since 1 Jan 2007. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jay Howard Mantz	Global co-head of merchant banking	1 Feb 2006	Other	2088508
Ms Holdings Incorporated	Parent	1 Jan 2007	75% - 100%	13-3862832
Pratish Shantilal Patel	Chief financial officer	1 Jan 2007	Other	2484582
Jennifer Murphy Cattier	Chief legal officer	1 Jan 2007	Other	4175467
Carsten Otto	Chief compliance officer	1 Jan 2007	Other	2688833
Alan Kent Jones	President, managing director	1 Jan 2007	Other	1747074
H Chin Chou	Director	1 Jan 2007	Other	1729084
Morgan Stanley	Beneficial owner	1 Jan 2007	75% - 100%	36-3145972
Alan Kent Jones	Head of private equity	1 Mar 2007	Other	1747074
Stephen Spaulding Trevor	Co-head of private equity and global co-head of merchant banking	1 Mar 2007	Other	2270192
Agatha Teresa Pakruda	Chief compliance officer	1 Jul 2007	Other	2059284
Agatha Teresa Ruddy	Chief compliance officer	1 Jul 2007	Other	2059284
Mary Caracappa	Chief administrative officer of merchant banking	1 Oct 2007	Other	1579374
Steven Umlauf	Chief risk officer of merchant banking	1 Jan 2009	Other	2343181
Jennifer Murphy Cattier	Chief compliance officer	1 Jun 2009	Other	4175467
Christopher Leroy Odell	Chief legal officer	1 Jun 2009	Other	3149189
Gregory J Fleming	President of morgan stanley investment management and morgan stanely smith barney	1 Jan 2010	Other	2338986
Edmond N Moriarty	Coo of morgan stanley investment management and head of merchant banking and real estate investing	1 Feb 2010	Other	1744318
Fred Steinberg	Chief financial officer	1 Mar 2010	Other	2171948
Fred Steinberg	Chief financial officer	1 Apr 2010	Other	2171948
John Joohahn Moon	Director	1 Jul 2010	Other	1875161
Jason Seth Koenig	Chief legal officer	1 Mar 2011	Other	4914223
Michael Henry	Chief compliance officer	1 Feb 2012	Other	4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Morgan Stanley	Parent	1 Nov 1995	75% - 100%	13-3145972

Based in New York

The principal office where Morgan Stanley Private Equity Asia Iii, Inc. performs its advisory services is located at 1585 Broadway, 39 Th Floor, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1 212 761-3022 or by fax 1 212 507-0508. The normal business hours are 9:00am to 6:00pm on Monday - Friday.