Lim Advisors LLC (Stamford)

Lim Advisors LLC is a large advisory firm based in Stamford. It manages $351 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Lim Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lim Advisors: assets under management

The assets under management (AUM) of Lim Advisors LLC is $351 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $351 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lim Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lim Advisors LLC

David Kaplan joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
George Williamson Long	Chief executive officer	1 Dec 2004	75% - 100%	1526825
Andrew Mcdowell Linton	Chief operating/chief compliance officer	1 Dec 2004	Other	1773212
David Kaplan	Portfolio manager	1 Jan 2005	Other	4903844

Based in Stamford

The principal office where Lim Advisors LLC performs its advisory services is located at 680 Washington Boulevard, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.