Astera Financial Group, LLC (Carmel)

Name: Astera Financial Group, LLC
Address: 126 Clock Tower Place, Carmel, CA, 93923
Telephone: (831) 625-5800

Astera Financial Group, LLC is an adviser based in Carmel. It manages $36 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Astera Financial Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Astera Financial Group: assets under management

The assets under management (AUM) of Astera Financial Group, LLC is $36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36 million each.

Astera Financial Group has custody of $36 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Astera Financial Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Astera Financial Group, LLC

Daniel Justin Grover has been acting as President since 1 Mar 2008. Breitfuss Family Trust joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Breitfuss Family Trust	Owner	1 Mar 2008	Other	xxx-xx-xxxx
Brian Thomas Corley	Managing member	1 Mar 2008	25% - 50%	2735235
Daniel Justin Grover	President/chief compliance officer/chief operating officer	1 Mar 2008	Other	2666954
Ross Christopher Michael Gaudoin	Chief financial officer/chief legal officer	1 Mar 2008	Other	5500976

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Curt Alan Breitfuss	Trustee	1 Nov 2007	Other	1734012
Julie Breitfuss	Trustee	1 Nov 2007	Other	5504671

Based in Carmel

The principal office where Astera Financial Group, LLC performs its advisory services is located at 126 Clock Tower Place, Carmel, CA 93923, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (831) 625-5800 or by fax (831) 621-0605. The normal business hours are 7:30 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.asterafg.com.