Regan Capital, LLC (Dallas)

Name: Regan Capital, LLC
Address: 8350 North Central Expressway, Dallas, TX, 75206
Telephone: 214-890-4159

Regan Capital, LLC is a large advisory firm based in Dallas. It manages $1.1 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Texas.

Regan Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Regan Capital: assets under management

The assets under management (AUM) of Regan Capital, LLC is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 907% since the beginning of its operation, and $410.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.42 million each.

Regan Capital has custody of $861.09 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 61% of the total AUM. The second-largest asset type is government bonds, which make up 27% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Regan Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Regan Capital serves?

The firm provides services to insurance companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Regan Capital is pooled investment vehicles with 4 clients and $861.09 million of assets under management. Among the 8 most similar advisory firms, Regan Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $926.11 million for 12 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 12% of the firm’s clients are foreign persons or businesses.

Regan Capital also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Regan Capital, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Skyler R Weinand	Managing member	1 May 2011	75% - 100%	5378717
Jarrett Daniel	Chief compliance officer	1 Mar 2014	Other	6313448
Sujit Sahadevan	Chief compliance officer	1 Aug 2017	Other	5742151

Based in Dallas

The principal office where Regan Capital, LLC performs its advisory services is located at 8350 North Central Expressway, Dallas, TX 75206, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-890-4159 or by fax 214-239-0138. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at regancapital.com/.