Falcon Bridge Capital Ii, LLC (Oakland)

Falcon Bridge Capital Ii, LLC is a large advisory firm based in Oakland. It manages $100 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

Falcon Bridge Capital Ii provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as advise banks on whole loan mortgage.

Falcon Bridge Capital Ii: assets under management

The assets under management (AUM) of Falcon Bridge Capital Ii, LLC is $100 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 million each.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Falcon Bridge Capital Ii, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Falcon Bridge Capital Ii serves?

The only and largest group of clients of Falcon Bridge Capital Ii is corporations or other businesses with 1 clients and $100 million of assets under management. Among the 7 most similar advisory firms, Falcon Bridge Capital Ii has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $100 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Falcon Bridge Capital Ii doesn't advise any private funds.

Careers at Falcon Bridge Capital Ii, LLC

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sunil Chowdry	Managing member	1 Aug 2008	75% - 100%	5907091
H Justin Drobenaire	Chief compliance officer	1 Nov 2010	Other	1569191

Based in Oakland

The principal office where Falcon Bridge Capital Ii, LLC performs its advisory services is located at 1999 Harrison Street, Suite 1575, Oakland, CA 94612, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-979-4280 or by fax 925-979-4285. The normal business hours are 8am -4pm on Monday - Friday.