Oak & Reed Capital Management, LLC (Brooklyn)

Oak & Reed Capital Management, LLC is an adviser based in Brooklyn. It manages $11 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of New York and Texas.

Oak & Reed Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oak & Reed Capital Management: assets under management

The assets under management (AUM) of Oak & Reed Capital Management, LLC is $11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $440 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oak & Reed Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oak & Reed Capital Management, LLC

Oak & Reed Capital Management, LLC is owned by Sanjay (Nmn) Malhotra. Ravi (Nmn) Malhotra joined the executive team most recently as the Managing Member And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ravi (Nmn) Malhotra	Managing member and chief compliance officer	1 Nov 2011	75% - 100%	2857898
Sanjay (Nmn) Malhotra	Owner	1 Nov 2011	Other	4940150
Ravi (Nmn) Malhotra	Managing member and chief compliance officer	1 Dec 2011	75% - 100%	2857898
Sanjay (Nmn) Malhotra	Owner	1 Dec 2011	Other	4940150

Based in Brooklyn

The principal office where Oak & Reed Capital Management, LLC performs its advisory services is located at 122 Ashland Place, Brooklyn, NY 11201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.