Wildcat Capital Management, LLC (New York)

Wildcat Capital Management, LLC is a large advisory firm based in New York. It manages $2.75 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2012.

Wildcat Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and charitable organizations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wildcat Capital Management: assets under management

The assets under management (AUM) of Wildcat Capital Management, LLC is $2.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 237% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.75 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $161.91 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 80% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wildcat Capital Management, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leonard A Potter serves?

The firm provides services to charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Leonard A Potter is pooled investment vehicles with 10 clients and $2.28 billion of assets under management. Among the 11 most similar advisory firms, Wildcat Capital Management has the 6th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.75 billion for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wildcat Capital Management also advises several private funds. Namely, fourteen other private funds and one private equity fund.

Careers at Wildcat Capital Management, LLC

The company employs 15 people that are either part- or full-time employees. 87 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Leonard A Potter has been acting as President since 1 Mar 2012. Brian Joseph Rosenblatt joined the executive team most recently as the Chief Legal Officer And Chief Operating Officer And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leonard A Potter	Managing member/president	1 Mar 2012	75% - 100%	6043948
David Craig Reintjes	Chief compliance officer	1 Mar 2012	Other	5328983
Victoria Lynn Olson	Chief compliance officer	1 Mar 2016	Other	2360895
Brian Joseph Rosenblatt	Chief legal officer and chief operating officer and chief compliance officer	1 Jul 2018	Other	6999132

Based in New York

The principal office where Wildcat Capital Management, LLC performs its advisory services is located at 888 7 Th Avenue, New York, NY 10106, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-468-5100 or by fax 212-468-5101. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday.