Sightway Capital, LP (New York)

Name: Sightway Capital, LP
Address: 101 Avenue Of The Americas, New York, NY, 10013 1941
Telephone: 646-392-7557

Sightway Capital, LP is a large advisory firm based in New York. It manages $1.57 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Sightway Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sightway Capital: assets under management

The assets under management (AUM) of Sightway Capital, LP is $1.57 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $391.66 million each.

Sightway Capital has custody of $1.57 billion in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sightway Capital, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sightway Capital serves?

The only and largest group of clients of Sightway Capital is pooled investment vehicles with 4 clients and $1.57 billion of assets under management. Among the 12 most similar advisory firms, Sightway Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.57 billion for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Sightway Capital also advises several private funds. Namely, one hedge fund, two private equity funds, and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Sightway Capital, LP

The company employs 41 people that are either part- or full-time employees. 49 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bertram Siegel	Trustee of siegel family gst exempt trust	1 Dec 2007	Other	6317811
John Michael Overdeck	Trustee of overdeck family gst exempt trust	1 Dec 2007	Other	6317393
John Albert Overdeck	Trustee of john a. overdeck revocable trust	1 Dec 2007	25% - 50%	2280794
David Mark Siegel	Trustee of david m. siegel revocable trust	1 Dec 2007	25% - 50%	2197031
Llc Two Sigma Management	General partner	1 Oct 2017	Other	20-3495735
John A. Overdeck Revocable Trust	Limited partner	1 Oct 2017	25% - 50%	26-6160471
David M. Siegel Revocable Trust	Limited partner	1 Oct 2017	25% - 50%	26-6160503
Overdeck Family Gst Exempt Trust	Limited partner	1 Oct 2017	Other	36-7645245
Siegel Family Gst Exempt Trust	Limited partner	1 Oct 2017	Other	36-7117258
Wray T. Thorn	Chief executive officer, chief investment officer	1 Oct 2017	Other	6886008
Matthew Brady Siano	General counsel, secretary	1 Oct 2017	Other	5032060
Scott R Hendry	Chief compliance officer	1 Oct 2017	Other	4882503
Joseph J. Majocha	Chief financial officer	1 Nov 2017	Other	6886009

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John A. Overdeck Revocable Trust	Member	1 Jan 2008	25% - 50%	26-6160471
David M. Siegel Revocable Trust	Member	1 Jan 2008	25% - 50%	26-6160503

Based in New York

The principal office where Sightway Capital, LP performs its advisory services is located at 101 Avenue Of The Americas, New York, NY 10013 1941 The mailing address of the firm is 100 Avenue Of The Americas, New York, NY 10013 1941. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-392-7557 or by fax 917-237-4176. The normal business hours are 8am est to 6pm est on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/27005268.