Sapin Capital Management, LLC (Philadelphia)

Name: Sapin Capital Management, LLC
Address: 2929 Arch Street, Philadelphia, PA, 19104
Telephone: 215-701-9635

Sapin Capital Management, LLC is a pension cosultant based in Philadelphia. It manages $10.5 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Pennsylvania.

Sapin Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sapin Capital Management: assets under management

The assets under management (AUM) of Sapin Capital Management, LLC is $10.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sapin Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sapin Capital Management, LLC

Daniel Gideon Cohen has been acting as President since 1 Jun 2007. Llc Cohen Brothers joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Cohen Brothers	Owner	1 Jun 2007	75% - 100%	01-0825075
Kenneth Richard Smith	Chief compliance officer	1 Jun 2007	Other	2300203
Daniel Gideon Cohen	Director	1 Jun 2007	Other	4385288
Christopher Ricciardi	Director	1 Jun 2007	Other	2161899
John Vincent Moran	Director	1 Jun 2007	Other	4501465
Lee Albert Calfo	Director	1 Jun 2007	Other	4782334
James Joseph Mcentee	Director	1 Jun 2007	Other	4636674
Shami Jitendra Patel	Director	1 Jun 2007	Other	1739169

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Gideon Cohen	Member	1 Oct 2001	75% - 100%	4385288
Llc Cohen Bros. Financial	Owner	1 Apr 2005	50% - 75%	30-0071447

Based in Philadelphia

The principal office where Sapin Capital Management, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-701-9635 or by fax 215-701-8278. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cohenandcompany.com.