Hsbc Asset Management Europe Ltd (London)

Hsbc Asset Management Europe Ltd is a large advisory firm based in London. It manages $52.62 billion of regulatory assets for 258 client accounts. It has been registered with the SEC as an adviser since 2001.

Hsbc Asset Management Europe provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hsbc Asset Management Europe: assets under management

The assets under management (AUM) of Hsbc Asset Management Europe Ltd is $52.62 billion. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.95 billion in discretionary accounts and $664.33 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $216.47 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $36.91 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hsbc Asset Management Europe Ltd for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hsbc Asset Management Europe Ltd

Dean Buckley has been acting as President since 1 May 1995. Nigel David Parry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Fletcher	Director	1 Nov 1992	Other	4339872
Hsbc Asset Management Limited	Holding company	1 Dec 1992	75% - 100%	haml
Dean Buckley	Director	1 May 1995	Other	4339854
Bill Maldanado	Director	1 May 1995	Other	4339880
Bill Maldonado	Director	1 May 1995	Other	4339880
Andrew Morris	Chief compliance officer	1 Aug 1997	Other	4339897
Elizabeth Hobley	Group secretary	1 Apr 1998	Other	4339913
Nicola Black	Group secretary	1 Apr 1998	Other	4339913
Paul Charles Guidone	Director	1 Apr 1999	Other	713471
Andrew Ross	Chief executive officer	1 Sep 1999	Other	4339852
Joseph Whycliffe	Chief finance officer	1 Jan 2000	Other	4339917
Joseph Wycliffe	Chief finance officer	1 Jan 2000	Other	4339917
Mike Robertson	Director	1 Jun 2000	Other	4339863
Michelle Douglas Mann	Director	1 Jun 2000	Other	4339868
Peter Edward Smith	Director	1 Jun 2000	Other	1496520
Alain Henri Dromer	Director	1 Feb 2001	Other	4497933
Christophe Raoul De Backer	Director	1 Jun 2001	Other	4497935
Louisa L Jenkinson	Group company secretary	1 Sep 2002	Other	4636493
Christopher Cheetham	Global cio	1 Aug 2003	Other	4776746
John Botley	Chief finance officer	1 Jan 2004	Other	4936362
Simon Patrick Moules	Director	1 Jan 2004	Other	3237174
Nigel David Parry	Chief compliance officer	1 Mar 2004	Other	4776740

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Hsbc Holdings Plc	Holding company	1 Apr 1991	75% - 100%	holdings
Hsbc Investment Bank Holdings Plc	Holding company	1 Apr 1994	75% - 100%	hibhl

Based in London

The principal office where Hsbc Asset Management Europe Ltd performs its advisory services is located at 78 St James's Street, London, Sw1 A 1 Ej, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 207-991-8888 or by fax 207-024-1984. The normal business hours are 9am - 5pm on Monday - Friday.