Predex Capital Management, LLC (Irvine)

Name: Predex Capital Management, LLC
Address: 18500 Von Karman Avenue, Irvine, CA, 92612
Telephone: 949-336-3445

Predex Capital Management, LLC is a large advisory firm based in Irvine. It manages $180.34 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Predex Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Predex Capital Management: assets under management

The assets under management (AUM) of Predex Capital Management, LLC is $180.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 621% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $180.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $180.34 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Predex Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Predex Capital Management serves?

The only and largest group of clients of Predex Capital Management is investment companies with 1 clients and $180.34 million of assets under management. Among the 11 most similar advisory firms, Predex Capital Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $180.34 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Predex Capital Management doesn't advise any private funds.

Careers at Predex Capital Management, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mission Realty Advisors	Owner/shareholder	1 Feb 2013	75% - 100%	27-4977470
Saylor & Co. Inc. Chadwick	Owner/shareholder	1 Feb 2013	Other	95-4356969
William Jordan Chadwick	Principal	1 Feb 2013	Other	1388908
John Grayson Sanders	Managing principal	1 Feb 2013	Other	410187
Albert Victor Haworth	Managing principal	1 Feb 2013	Other	860210
Michael Dean Achterberg	Chief compliance officer	1 Mar 2013	Other	2492033
Llc Predex Group	Owner/shareholder	1 May 2016	75% - 100%	81-2399151

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
William Jordan Chadwick	Managing director	1 Jan 1985	75% - 100%	1388908
John Grayson Sanders	Managing princial	1 Jan 2011	25% - 50%	410187
Llc Mission Realty Advisors	Owner/shareholder	1 May 2016	50% - 75%	27-4977470

Based in Irvine

The principal office where Predex Capital Management, LLC performs its advisory services is located at 18500 Von Karman Avenue, Irvine, CA 92612, which is also the mailing address of the firm. An additional office of the firm is in El Segundo, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-336-3445. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at predexcapital.com and its LinkedIn profile.