Littlejohn & Co., LLC (Greenwich)


Littlejohn & Co., LLC is a large advisory firm based in Greenwich. It manages $10.93 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

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Littlejohn & Co. provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Littlejohn & Co.: assets under management

The assets under management (AUM) of Littlejohn & Co., LLC is $10.93 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 276% since the beginning of its operation, and $4.12 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $10.93 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $352.6 million each.
Littlejohn & Co. has custody of $10.93 billion in cash and securities for 31 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Littlejohn & Co., LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Angus Chisholm Littlejohn serves?

The only and largest group of clients of Angus Chisholm Littlejohn is pooled investment vehicles with 22 clients and $7.02 billion of assets under management. Among the 9 most similar advisory firms, Littlejohn & Co. has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $7.02 billion for 22 clients. 29% of the firm’s clients are foreign persons or businesses.

Littlejohn & Co. also advises several private funds. Namely, eleven hedge funds and ten private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $10,000,000.

Careers at Littlejohn & Co., LLC

The company employs 69 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Angus Chisholm Littlejohn has been acting as President since 1 Jan 2012. Brian Evan Ramsay joined the executive team most recently as the President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Edmund John Feeley Member 1 Nov 1998 Other 6019877
Robert Emerson Davis Member 1 Sep 2005 Other 2683616
Richard Ernest Maybaum Member 1 Sep 2005 Other 4001165
David Evan Simon Member 1 Jan 2007 Other 2649315
Steven Gary Raich Member 1 Jan 2008 Other 6019894
Kenneth Edgar Warren Chief financial officer/chief compliance officer 1 Feb 2008 Other 4119280
Kenneth Edgar Warren Chief financial officer/chief compliance officer 1 Sep 2008 Other 4119280
David Evan Simon Member 1 Jan 2009 Other 2649315
Steven Gary Raich Member 1 Jan 2009 Other 6019894
Robert Emerson Davis Member 1 Jan 2009 Other 2683616
Richard Ernest Maybaum Member 1 Jan 2009 Other 4001165
Michael Becker Kaplan Member 1 Jan 2011 Other 6019896
Angus Chisholm Littlejohn Chairman 1 Jan 2012 25% - 50% 1280242
Michael Ira Klein Chief executive officer 1 Jan 2012 Other 6019875
Brian Evan Ramsay President 1 Jan 2012 Other 6019876
Antonio (Nmn) Miranda Member 1 Jan 2012 Other 6019898

Based in Greenwich

The principal office where Littlejohn & Co., LLC performs its advisory services is located at 8 Sound Shore Drive, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-552-3500 or by fax 203-552-3550. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at littlejohnllc.com.