Ryan Beck & Co., Inc. (Florham Park)

Name: Ryan Beck & Co., Inc.
Address: 18 Columbia Turnpike, First Floor, Florham Park, NJ, 07932
Telephone: 973-597-6000

Ryan Beck & Co., Inc. is a large advisory firm based in Florham Park. It manages $1.24 billion of regulatory assets for 3,213 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Florida, and 12 other states.

Ryan Beck & Co. provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ryan Beck & Co.: assets under management

The assets under management (AUM) of Ryan Beck & Co., Inc. is $1.24 billion. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $613.51 million in discretionary accounts and $628.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $432.66 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $350.16 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ryan Beck & Co., Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ryan Beck & Co., Inc.

Michael M Horn has been acting as President since 1 Jan 1986. Thomas William Cullen joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack Richard Rosenthal	Executive v.p.	1 Mar 1963	Other	404709
Michael M Horn	Director	1 Jan 1986	Other	1469525
Leonard J Stanley	Senior v.p., cfo, cao	1 Jan 1997	Other	2564540
Matthew Robert Naula	Executive v.p.	1 Feb 1997	Other	345238
Jay Suskind	Executive v.p.	1 Feb 1997	Other	2171144
Craig Stephen Eckenthal	Executive v.p.	1 Jun 1997	Other	707811
Ben Alan Plotkin	Chairman and ceo, director	1 Jun 1998	Other	1692122
Inc. Bank Atlantic Bancorp	Shareholder	1 Jun 1998	75% - 100%	65-0507804
Inc. Bankatlantic Bancorp	Shareholder	1 Jun 1998	75% - 100%	65-0507804
Robert M Berson	President, coo	1 Nov 2000	Other	20337
John Nelson Wyllys	Executive v.p., manager of private client group	1 Feb 2001	Other	830609
John Marcelliano	Senior v.p., corporate secretary	1 Feb 2001	Other	3025676
Melissa Joseph Schultz	Executive v.p., institutional sales research & syndicate	1 Feb 2001	Other	1155034
Paul Garry Hines	Director	1 Aug 2001	Other	xxx-xx-xxxx
John Richter Pellegrino	Director of compliance	1 Apr 2002	Other	826719
Genevieve Ann Desroches	Associate v.p. - compliance registered options principal	1 Apr 2002	Other	1256675
Allen Cor Brautigam	Sr. vice president	1 Apr 2002	Other	2400179
Garry Joseph Stegeland	Senior vice president & general counsel	1 Aug 2002	Other	1881270
Inc Rb Holdings	Shareholder	1 Jun 2003	75% - 100%	412094319
Inc Ryan Beck Holdings	Shareholder	1 Jun 2003	75% - 100%	41-2094319
Leonard J Stanley	Executive v.p., cao	1 Sep 2003	Other	2564540
Robert M Berson	Chairman - exec. mgmt. committee	1 Sep 2003	Other	20337
John Marcelliano	Executive v.p., corporate secretary	1 Sep 2003	Other	3025676
Lawrence Alan Silverstein	Executive v.p., cfo	1 Sep 2003	Other	1758096
Michael Jeffrey Kollender	Managing director - middle market research	1 Sep 2003	Other	2477137
Robert G Cox	Director	1 Sep 2003	Other	xxx-xx-xxxx
Garry Joseph Stegeland	Executive vice president, general counsel & corporate secretary	1 Jan 2004	Other	1881270
Michael Jeffrey Kollender	Executive vice president, managing director	1 Jan 2004	Other	2477137
John Richter Pellegrino	Senior v.p.,director of compliance, senior registered options principal	1 Jan 2005	Other	826719
Garry Joseph Stegeland	Executive vice president, general counsel & corporate secretary, chief compliance officer	1 Jan 2005	Other	1881270
John Richter Pellegrino	Senior v.p.,director of compliance	1 Mar 2005	Other	826719
Robert Paul Krackow	Senior registered options principal	1 Mar 2005	Other	847241
Raymond Baumkirchner	Director	1 Apr 2005	Other	726791
John Richter Pellegrino	Senior v.p.,director of compliance, compliance registered options principal	1 Jun 2005	Other	826719
Lawrence Alan Silverstein	Executive v.p., - finance	1 Aug 2005	Other	1758096
Anthony Gerard Simone	Executive vice president - cfo	1 Aug 2005	Other	2260735
Anthony Rosario Coscia	Director	1 Feb 2006	Other	5118280
Eugene George Jr Oleary	Vice president, compliance registered options principal	1 Sep 2006	Other	1943169
Lawrence Starr	Vice president, senior compliance registered options principal	1 Sep 2006	Other	434008
Stifel Financial Corp.	Shareholder	1 Feb 2007	75% - 100%	43-1273600
Stifel Financial Corp.	Shareholder	1 Mar 2007	75% - 100%	43-1273600
Ronald James Kruszewski	Director	1 Mar 2007	Other	1434827
James Mark Zemlyak	Director	1 Mar 2007	Other	1586132
Thomas William Cullen	Chief financial officer	1 Apr 2007	Other	2702098

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Bankatlantic Bancorp	Shareholder	1 Jun 2003	75% - 100%	65-0507804

Based in Florham Park

The principal office where Ryan Beck & Co., Inc. performs its advisory services is located at 18 Columbia Turnpike, First Floor, Florham Park, NJ 07932, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-597-6000 or by fax 973-597-6097. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ryanbeck.com/.