Nikko Global Asset Management (Uk) Ltd (London)

Nikko Global Asset Management (Uk) Ltd is a large advisory firm based in London. It manages $4.43 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2001.

Nikko Global Asset Management (Uk) provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nikko Global Asset Management (Uk): assets under management

The assets under management (AUM) of Nikko Global Asset Management (Uk) Ltd is $4.43 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.43 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $210.86 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nikko Global Asset Management (Uk) Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nikko Global Asset Management (Uk) Ltd

Stuart Leigh Kinnersley has served as the Chief Investment Officer since 1 Feb 1998 and Katsunosuke Ozawa is the Chief Executive Officer of Nikko Global Asset Management (Uk) Ltd family office. Michael John Cieran Mulholland joined the executive team most recently as the Chief Compliance Officer / Finance Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bridget Jane Bainbridge	Associate director, compliance	1 Apr 1992	Other	4391373
Stuart Leigh Kinnersley	Joint managing director/chief investment officer	1 Feb 1998	Other	4391369
Michael John Cieran Mulholland	Finance director	1 Mar 1998	Other	4391367
Nikko Global Asset Management Limited	Shareholder	1 Mar 1998	75% - 100%	foreign entity
Katsunosuke Ozawa	Joint managing director/chief executive officer	1 Mar 2000	Other	1623840
Norimichi Mishima	Joint managing director/chief executive officer	1 Jun 2001	Other	4398073
Michael John Cieran Mulholland	Chief compliance officer / finance director	1 Mar 2005	Other	4391367

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. The Nikko Securities Co.	Shareholder	1 Mar 1984	75% - 100%	foreign entity
Nikko Cordial Corporation	Shareholder	1 Mar 1984	75% - 100%	foreign entity
Ltd. Nikko Asset Management Co.	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Nam Holdings Inc	Shareholder	1 Mar 2004	25% - 50%	foreign entity
Nikko Principal Investments Japan Ltd	Shareholder	1 Mar 2004	25% - 50%	foreign entity

Based in London

The principal office where Nikko Global Asset Management (Uk) Ltd performs its advisory services is located at 1 London Wall, London, Ec2 Y 5 Ad, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number INTL + 44 20 7796 9866 or by fax INTL + 44 20 7796 9816. The normal business hours are 9:00am to 5:00pm on Monday - Friday.