Whitney Peak Capital, LLC (Boston)

Whitney Peak Capital, LLC is a large advisory firm based in Boston. It manages $377.26 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Massachusetts.

Whitney Peak Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitney Peak Capital: assets under management

The assets under management (AUM) of Whitney Peak Capital, LLC is $377.26 million, all of which is managed in discretionary accounts. $377.26 million of the total AUM is attributable to clients outside of the United States.

The firm manages $377.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.92 million each.

Whitney Peak Capital has custody of $239.72 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitney Peak Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whitney Peak Capital serves?

The firm provides services to charitable organizations and pooled investment vehicles. The largest group of clients of Whitney Peak Capital is pooled investment vehicles with 5 clients and $326.69 million of assets under management. Among the 9 most similar advisory firms, Whitney Peak Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $377.26 million for 5 clients. 100% of the firm’s clients are foreign persons or businesses.

Whitney Peak Capital also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $100,000.

Careers at Whitney Peak Capital, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Alfred Minklei	Managing member and chief compliance officer	1 Dec 2018	75% - 100%	5907764

Based in Boston

The principal office where Whitney Peak Capital, LLC performs its advisory services is located at 855 Boylston Street, Boston, MA 02116, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-777-3888. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.