Clutinger Williams & Verhoye Inc (San Diego)

Clutinger Williams & Verhoye Inc is a large advisory firm based in San Diego. It manages $129.14 million of regulatory assets for 309 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Colorado.

Clutinger Williams & Verhoye provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Clutinger Williams & Verhoye: assets under management

The assets under management (AUM) of Clutinger Williams & Verhoye Inc is $129.14 million. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $120.07 million in discretionary accounts and $9.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $401.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $906.95 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is government bonds, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clutinger Williams & Verhoye Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Harry Clutinger serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Thomas Harry Clutinger is high net worth individuals with 35 clients and $85.59 million of assets under management. Among the 9 most similar advisory firms, Clutinger Williams & Verhoye has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $129.14 million for 148 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Clutinger Williams & Verhoye doesn't advise any private funds.

Careers at Clutinger Williams & Verhoye Inc

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Harry Clutinger has been acting as President since 1 Sep 1970. Thomas Michael Clutinger joined the executive team most recently as the Assistant Compliance Officer/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Harry Clutinger	Treasurer/director	1 Sep 1970	Other	4393452
Louis Edwin Williams	V.p.-secretary/director	1 Sep 1970	25% - 50%	4393461
Maxine Baker Clark	Stockholder	1 Dec 1973	Other	4393466
Scott Brian Williams	V.p.-treasurer/director	1 Feb 1995	Other	2093970
Scott Brian Williams	President-ceo/chief compliance officer/director	1 Jun 2004	50% - 75%	2093970
Kent Edwin Stone	Secretary/director	1 Jun 2010	Other	1704210
Thomas Michael Clutinger	Assistant compliance officer/director	1 Jun 2012	50% - 75%	6120617

Based in San Diego

The principal office where Clutinger Williams & Verhoye Inc performs its advisory services is located at 6398 Del Cerro Blvd, San Diego, CA 92120 4761, which is also the mailing address of the firm. An additional office of the firm is in Durango, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 619-326-0900 or by fax 619-326-0921. The normal business hours are 7:00am to 3:00pm on Monday - Friday.