O'connell Investment And Insurance Services, LLC (Eugene)

Name: O'connell Investment And Insurance Services, LLC
Address: 1075 Washington Street, Eugene, OR, 97401
Telephone: 541-338-7631

O'connell Investment And Insurance Services, LLC is an adviser based in Eugene. It manages $52.58 million of regulatory assets for 238 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Oregon, and Washington.

O'connell Investment And Insurance Services provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

O'connell Investment And Insurance Services: assets under management

The assets under management (AUM) of O'connell Investment And Insurance Services, LLC is $52.58 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $52.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.93 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay O'connell Investment And Insurance Services, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients O'connell Investment And Insurance Services serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of O'connell Investment And Insurance Services is pension and profit sharing plans with 24 clients and $28.25 million of assets under management. Among the 1 most similar advisory firms, O'connell Investment And Insurance Services has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $52.58 million for 234 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

O'connell Investment And Insurance Services doesn't advise any private funds.

Careers at O'connell Investment And Insurance Services, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gwendolyn Sue O'connell	Managing member, chief compliance officer	1 Jan 2014	75% - 100%	4326521

Based in Eugene

The principal office where O'connell Investment And Insurance Services, LLC performs its advisory services is located at 1075 Washington Street, Eugene, OR 97401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 541-338-7631 or by fax 541-338-7639. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at goinvestmentsvcs.com.