Vectorglobal Iag, Inc. (Miami)

Vectorglobal Iag, Inc. is a large advisory firm based in Miami. It manages $342.04 million of regulatory assets for 496 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Illinois, Iowa, and Texas.

Vectorglobal Iag provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vectorglobal Iag: assets under management

The assets under management (AUM) of Vectorglobal Iag, Inc. is $342.04 million. The firm's AUM has grown by 214% since the beginning of its operation, and $324.76 million of the total AUM is attributable to clients outside of the United States.

The firm manages $311.19 million in discretionary accounts and $30.84 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $693.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $656.26 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 23% of the total AUM. The second-largest asset type is exchange traded securities, which make up 22% of the firm’s portfolio. Investments in investment grade corporate bonds form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vectorglobal Iag, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vectorglobal Iag serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Vectorglobal Iag is corporations or other businesses with 94 clients and $139.39 million of assets under management. Among the 10 most similar advisory firms, Vectorglobal Iag has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $342.04 million for 492 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 98% of the firm’s clients are foreign persons or businesses.

Vectorglobal Iag doesn't advise any private funds.

Careers at Vectorglobal Iag, Inc.

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Vectormex International	Sole shareholder	1 Apr 2005	75% - 100%	13-3725529
Carlos Enrique Gadala Maria	President & chief executive officer	1 Apr 2008	Other	4437613
Gregory Vincent Mullen	Chief financial officer	1 Apr 2008	Other	2048657
Gabriel Anthony Iezzoni	Chief compliance officer	1 Apr 2008	Other	1243767
Ricardo Gonzalez	Chief compliance officer	1 Jun 2009	Other	2139772
Ana Lucia Chavarriaga	Chief aml officer	1 Apr 2012	Other	4520572
Oscar Miguel Mejia	Cfo & operations principal	1 Feb 2013	Other	5569235
Claudia Maria De La Paz Batlle	Investment advisor manager	1 Mar 2014	Other	2089161
Santiago Santos	Chief compliance officer	1 Mar 2015	Other	1568982

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
S.A. De C.V. Vector Casa De Bolsa	Sole shareholder	1 Jul 1993	75% - 100%	foreign

Based in Miami

The principal office where Vectorglobal Iag, Inc. performs its advisory services is located at 1001 Brickell Bay Drive, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-350-3350 or by fax 877-350-7494. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday.