K.A. Radigan, LLC (Manhasset)

K.A. Radigan, LLC is a mid-sized advisory firm based in Manhasset. It manages $53.31 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Illinois and New York.

K.A. Radigan provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

K.A. Radigan: assets under management

The assets under management (AUM) of K.A. Radigan, LLC is $53.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $674.77 thousand each.

Investments

The firm invests in government bonds the most. They account for 44% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in non-exchange traded securities form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay K.A. Radigan, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients K.A. Radigan serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of K.A. Radigan is high net worth individuals with 19 clients and $39.06 million of assets under management. Among the 0 most similar advisory firms, K.A. Radigan has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $53.31 million for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

K.A. Radigan doesn't advise any private funds.

Careers at K.A. Radigan, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Katherine Ann Radigan	Managing member/chief compliance officer	1 Jun 2002	75% - 100%	1677685

Based in Manhasset

The principal office where K.A. Radigan, LLC performs its advisory services is located at 63 Andrew Street, Manhasset, NY 11030, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516 708 9561 or by fax 516 708 9562. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.