The Headlands Group, Inc (Larkspur)

Name: The Headlands Group, Inc
Address: 100 Larkspur Landing Circle, Larkspur, CA, 94939
Telephone: 415-464-9144

The Headlands Group, Inc is an adviser based in Larkspur. It manages $57 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2008.

The Headlands Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Headlands Group: assets under management

The assets under management (AUM) of The Headlands Group, Inc is $57 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $56.67 million in discretionary accounts and $324.13 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $666.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $162.07 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Headlands Group, Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Headlands Group, Inc

Theresa Dale Oneill has been acting as President since 1 Feb 1985. Paul Barkev Nargiz joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Theresa Dale Oneill	President/chief compliance officer	1 Feb 1985	50% - 75%	854597
Paul Barkev Nargiz	Secretary	1 Feb 1985	50% - 75%	1070437

Based in Larkspur

The principal office where The Headlands Group, Inc performs its advisory services is located at 100 Larkspur Landing Circle, Larkspur, CA 94939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-464-9144 or by fax 415-464-9145. The normal business hours are 6:30am to 5pm on Monday - Friday. You can find more information about the New York firm at www.headlandsgroup.com.