Tcp Fund Management, LLC (Leawood)

Name: Tcp Fund Management, LLC
Address: 11250 Tomahawk Creek Pkwy, Leawood, KS, 66211
Telephone: 913-214-5000

Tcp Fund Management, LLC is an investment adviser to an investment company based in Leawood. It manages $77.26 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Kansas.

Tcp Fund Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tcp Fund Management: assets under management

The assets under management (AUM) of Tcp Fund Management, LLC is $77.26 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $75.64 million in discretionary accounts and $1.62 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.56 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $404.52 thousand.

Tcp Fund Management has custody of $75.33 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tcp Fund Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tcp Fund Management, LLC

Mary Ellen Storey joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Craig Angrist	President and chief investment officer	1 Mar 2008	Other	5596465
Brian James Machtley	Executive vice president and chief operating officer	1 Nov 2010	Other	4245053
Llc Tcp Holdings	Member	1 Nov 2010	75% - 100%	27-3894282
Azure L. Postell	Director of investor relations	1 Jul 2011	Other	5419735
John Jeffrey Wheeler	Director of trading	1 May 2012	Other	1517804
John Brandmeyer	Chief executive officer	1 Jul 2012	Other	5865323
Steven Kenneth Braun	Chief financial officer	1 Jul 2012	Other	6121229
Mary Ellen Storey	Chief compliance officer	1 Sep 2012	Other	4808171
Norman G Tsiguloff	Director of information technology	1 Sep 2012	Other	1470799
Stephanie Marie Spilker	Compliance officer	1 Sep 2012	Other	6121231
Arshad Azim	Principal, head of corporate strategy	1 Sep 2012	Other	6122462

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Albert Joseph Brandmeyer	Manager	1 Nov 2010	Other	6072510

Based in Leawood

The principal office where Tcp Fund Management, LLC performs its advisory services is located at 11250 Tomahawk Creek Pkwy, Leawood, KS 66211, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-214-5000. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.cognios.com.