Park Capital Management, LLC (Madison)

Name: Park Capital Management, LLC
Address: 700 Regent St., Madison, WI, 53715
Telephone: 608-252-9637

Park Capital Management, LLC is a large advisory firm based in Madison. It manages $128.2 million of regulatory assets for 567 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Ohio and Wisconsin.

Park Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Park Capital Management: assets under management

The assets under management (AUM) of Park Capital Management, LLC is $128.2 million. The firm's AUM has grown by 0% since the beginning of its operation, and $257.12 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $125.77 million in discretionary accounts and $2.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $244.22 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $46.74 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 7% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Park Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clinton Lee Bauch serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Clinton Lee Bauch is individuals with 412 clients and $69.28 million of assets under management. Among the 10 most similar advisory firms, Park Capital Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $126.58 million for 422 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Park Capital Management doesn't advise any private funds.

Careers at Park Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Clinton Lee Bauch has been acting as President since 1 Jul 2012. John Paul Friar joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clinton Lee Bauch	Member/ceo/president	1 Jul 2012	25% - 50%	2791047
Hausmann Johnson Insurance	Member	1 Jul 2012	25% - 50%	39-1090217
Inc The Park Bank	Member	1 Jan 2017	25% - 50%	39-1076859
Emma Willemarijn Mueller	Chief compliance officer	1 Oct 2017	Other	5607866
John Paul Friar	Member	1 Jan 2019	Other	5461534

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Park Bancorporation	Owner	1 Dec 1983	75% - 100%	39-1457660
James A Senty	Owner	1 Dec 1983	75% - 100%	7096859
Inc. Igeniumprime	Owner	1 Apr 2017	75% - 100%	82-1441794

Based in Madison

The principal office where Park Capital Management, LLC performs its advisory services is located at 700 Regent St., Madison, WI 53715, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 608-252-9637 or by fax 608-257-4324. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at parkcapitalmgt.com and its LinkedIn profile.