Johnson Illington Advisors LLC (Albany)


Johnson Illington Advisors LLC is a large advisory firm based in Albany. It manages $833.88 million of regulatory assets for 301 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Florida, and 8 other states.

Johnson Illington Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Johnson Illington Advisors: assets under management

The assets under management (AUM) of Johnson Illington Advisors LLC is $833.88 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $833.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.77 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Johnson Illington Advisors LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Douglas Lloyd Brennan Ceo 1 Jan 2004 50% - 75% 2519452
Mark Joseph Gallagher Executive vice president 1 Jan 2004 Other 1921924
James John Bowe Member 1 Oct 2004 25% - 50% 713865
Llc Bbp Associates Member 1 Oct 2004 75% - 100% 56-2345428
Brennan Family Revocable Trust Member 1 Oct 2004 25% - 50% 25-6837901
Michelle Murphy Trustee 1 Oct 2004 Other 4878517
Dkm Financial Services Holdings Plc Owner 1 May 2006 75% - 100% foreign
T. U. Michael Sieg Owner 1 May 2006 75% - 100% foreign
Thomaslloyd Holdings Plc Owner 1 May 2006 75% - 100% foreign

Based in Albany

The principal office where Johnson Illington Advisors LLC performs its advisory services is located at 677 Broadway, Albany, NY 12207, which is also the mailing address of the firm. An additional office of the firm is in Pleasantville, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 518-641-6860 or by fax 518-641-6856. The normal business hours are 8:30 am -- 5:00 pm on Monday - Friday.