Etf Associates, LLC (Wayne)

Etf Associates, LLC is a large advisory firm based in Wayne. It manages $31.03 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Florida, New Hampshire, and 3 other states.

Etf Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Etf Associates: assets under management

The assets under management (AUM) of Etf Associates, LLC is $31.03 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $31.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Etf Associates, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Etf Associates, LLC

Donald Francis Gayhardt has been acting as President since 1 Feb 2008. Matthew Lee Forester has served as the Chief Investment Officer since 1 Feb 2008. Christopher Mark Quigley joined the executive team most recently as the Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Etf Associates	Member	1 Jul 2007	50% - 75%	26-0601224
Christopher Mark Quigley	Managing member	1 Feb 2008	Other	2968817
Matthew Lee Forester	Chief investment officer	1 Feb 2008	Other	1983004
Alexander John Rigolizzo	Chief operating officer/chief compliance officer	1 Feb 2008	Other	2247884
Donald Francis Gayhardt	Director	1 Feb 2008	Other	1683467
Kevin Joseph Lucey	Director	1 Feb 2008	Other	2074845

Based in Wayne

The principal office where Etf Associates, LLC performs its advisory services is located at Devon Square Ii , Suite 250, Wayne, PA 19087, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.