Hercules Technology Growth Capital, Inc. (Palo Alto)

Name: Hercules Technology Growth Capital, Inc.
Address: 400 Hamilton Avenue, Palo Alto, CA, 94301
Telephone: 650-289-3060

Hercules Technology Growth Capital, Inc. is a large advisory firm based in Palo Alto. It manages $1.12 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Colorado.

Hercules Technology Growth Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hercules Technology Growth Capital: assets under management

The assets under management (AUM) of Hercules Technology Growth Capital, Inc. is $1.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.12 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hercules Technology Growth Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hercules Technology Growth Capital, Inc.

Robert P Badavas has been acting as President since 1 Mar 2006. Penney Thomas Michael joined the executive team most recently as the General Counsel, Chief Compliance Officer And Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Manuel A Henriquez	Chairman of the board, president and chief executive officer	1 Dec 2003	Other	2617807
Joseph W Chow	Director	1 Feb 2004	Other	6271866
Allyn C Woodward	Director	1 Feb 2004	Other	2703246
Robert P Badavas	Director	1 Mar 2006	Other	6271865
Jessica Tong Baron	Vice president of finance and chief financial officer	1 Jun 2011	Other	6271862
Penney Thomas Michael	General counsel, chief compliance officer and secretary	1 Jul 2013	Other	6266136

Based in Palo Alto

The principal office where Hercules Technology Growth Capital, Inc. performs its advisory services is located at 400 Hamilton Avenue, Palo Alto, CA 94301, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-289-3060 or by fax 650-289-3063. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.herculestech.com.