Nokomis Capital, L.L.C. (Dallas)

Nokomis Capital, L.L.C. is a large advisory firm based in Dallas. It manages $1.06 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Nokomis Capital, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nokomis Capital, L.L.C: assets under management

The assets under management (AUM) of Nokomis Capital, L.L.C. is $1.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 641% since the beginning of its operation, and $1.06 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.06 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nokomis Capital, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nokomis Capital, L.L.C serves?

The only and largest group of clients of Nokomis Capital, L.L.C is pooled investment vehicles with 1 clients and $1.06 billion of assets under management. Among the 13 most similar advisory firms, Nokomis Capital, L.L.C has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.06 billion for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Nokomis Capital, L.L.C also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,500,000 for each fund.

Careers at Nokomis Capital, L.L.C.

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brett Allen Hendrickson	Manager	1 Oct 2007	75% - 100%	3105067
Suvarna Kutty	Chief financial officer and chief compliance officer	1 Dec 2008	Other	6043109

Based in Dallas

The principal office where Nokomis Capital, L.L.C. performs its advisory services is located at 2305 Cedar Springs Road, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972.590.4100 or by fax 972.590.4109. The normal business hours are 8:30am - 5:00pm on Monday - Friday.