Fox Point Capital Management LLC (New York)

Fox Point Capital Management LLC is a mid-sized advisory firm based in New York. It manages $45.86 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

Fox Point Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fox Point Capital Management: assets under management

The assets under management (AUM) of Fox Point Capital Management LLC is $45.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $45.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.29 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fox Point Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fox Point Capital Management serves?

The only and largest group of clients of Fox Point Capital Management is pooled investment vehicles with 3 clients and $45.86 million of assets under management. Among the 3 most similar advisory firms, Fox Point Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $45.86 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Fox Point Capital Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Fox Point Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Shober Anderson	Managing member	1 Aug 2006	75% - 100%	5936350
Scott Joseph Schweitzer	Chief operating officer	1 Aug 2006	Other	4995654
Bryan R Schrubbe	Chief compliance officer/chief financial officer	1 Jan 2012	Other	5936355
Allison Albanese	Chief compliance officer	1 Jan 2015	Other	6446948
Matthew Hector Aquino	Chief operating officer	1 Apr 2015	Other	4971910
Fox Point Investment Management Lp	Sole managing member	1 Jan 2016	75% - 100%	81-0758503

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Fox Point Investment Management Gp	General partner	1 Jan 2016	Other	81-0750446
Charles Shober Anderson	Limited partner	1 Jan 2016	75% - 100%	5936350

Based in New York

The principal office where Fox Point Capital Management LLC performs its advisory services is located at 125 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-984-2373. The normal business hours are 9:00am - 5:00pm on Monday - Friday.