Disruptive Technology Advisers LLC (Los Angeles)


Disruptive Technology Advisers LLC is a large advisory firm based in Los Angeles. It manages $323.09 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

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Disruptive Technology Advisers provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Disruptive Technology Advisers: assets under management

The assets under management (AUM) of Disruptive Technology Advisers LLC is $323.09 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 573% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $323.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.54 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Disruptive Technology Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Disruptive Technology Advisers serves?

The only and largest group of clients of Disruptive Technology Advisers is pooled investment vehicles with 15 clients and $323.09 million of assets under management. Among the 7 most similar advisory firms, Disruptive Technology Advisers has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $323.09 million for 15 clients. None of the firm’s clients are foreign persons or businesses.

Disruptive Technology Advisers also advises several private funds. Namely, fifteen other private funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $1,070,000.

Careers at Disruptive Technology Advisers LLC

The company employs 16 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Kenneth David Rickel Coo 1 Jun 2012 Other 500483
Daniel Buckley Beaney Managing director and cco 1 Jun 2012 Other 2421942
Alexander Jackson Davis Ceo 1 Jun 2012 Other 4741207
Llc Ka Consolidated Managing member 1 Jun 2012 75% - 100% 90-0872751
Bruce Charles Friedman Chief financial officer 1 Jan 2014 Other 6472637
Llc Dta Master Managing member 1 Jul 2015 75% - 100% 47-4025531
Phillip Charles Caputo Chief compliance officer 1 Jun 2019 Other 7128428

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Alexander Jackson Davis Managing member 1 Apr 2015 75% - 100% 4741207

Based in Los Angeles

The principal office where Disruptive Technology Advisers LLC performs its advisory services is located at 1801 Century Park East, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (424) 205-6850. The normal business hours are 9:00am - 5:00pm (pst) on Monday - Friday. You can find more information about the New York firm at dtadvisers.com.