Mma Advisory Services, Inc. (Baltimore)

Name: Mma Advisory Services, Inc.
Address: The Pier Iv Building, Baltimore, MD, 21202
Telephone: 443-263-2900

Mma Advisory Services, Inc. is a large advisory firm based in Baltimore. It manages $535.07 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Maryland.

Mma Advisory Services provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mma Advisory Services: assets under management

The assets under management (AUM) of Mma Advisory Services, Inc. is $535.07 million. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $347 million in discretionary accounts and $188.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.5 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $31.34 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mma Advisory Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mma Advisory Services, Inc.

Robert Joseph Banks has been acting as President since 1 Jun 1988. Charles Maitland Pinckney joined the executive team most recently as the President/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Joseph Banks	Chairman/president/director	1 Jun 1988	Other	1879397
Alfred David Bricker	Director	1 Jun 1988	Other	4393988
Keith J Gloeckl	Senior vice president/director/secretary	1 Jan 1995	Other	1879398
Inc. Midland Financial Holdings	Corporation	1 Oct 1999	75% - 100%	59-2892513
Inc. Mma Financial Holdings	Corporation	1 Oct 1999	75% - 100%	59-2892513
Michael Louis Falcone	Director	1 Jan 2004	Other	4872847
Michael Willard Walton	President/director/secretary/treasurer	1 Jan 2004	Other	4872849
Paul Anthony Bernard	Vice president/chief compliance officer	1 Jan 2004	Other	4629936
Michelle Krisel Harris	Vice president	1 Jun 2004	Other	4872856
Earl William Cole	Director	1 Jun 2004	Other	4394010
Frank Gerald Creamer	Chairman/director	1 Sep 2004	Other	4872845
Jeffrey Charles Wolfe	Chief compliance officer	1 Aug 2005	Other	5015243
Charles Maitland Pinckney	President/director	1 Feb 2006	Other	2628036
Greg Thor	Senior vice president/treasurer	1 Feb 2006	Other	5120523
Thomas Cornett	Executive vice president	1 Feb 2006	Other	5120525
Richard Eytan Katzenstein	Senior vice president/director	1 Feb 2006	Other	1240331
Stephen A Goldberg	Secretary/chief legal officer	1 Feb 2006	Other	5120915

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Municipal Mortgage & Equity	Subsidiary	1 Oct 1999	75% - 100%	52-1449733
Llc Mma Financial	Subsidiary	1 Oct 1999	75% - 100%	52-2195457
Munimae Investment Services Corporation	Subsidiary	1 Oct 1999	75% - 100%	52-2195455
Inc. Mma Financial	Shareholder	1 Oct 1999	75% - 100%	52-2195455

Based in Baltimore

The principal office where Mma Advisory Services, Inc. performs its advisory services is located at The Pier Iv Building, Baltimore, MD 21202, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 443-263-2900 or by fax 410-727-5387. The normal business hours are 8:30am to 5:30pm on Monday - Friday. You can find more information about the New York firm at www.mmafin.com.