Pemberton Capital Advisors LLP (London)

Name: Pemberton Capital Advisors LLP
Address: 52 Grosvenor Gardens, London, Sw1 W 0 Au
Telephone: 44 (0) 20 7993 9300

Pemberton Capital Advisors LLP is an adviser based in London. It manages $5.47 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2016.

Pemberton Capital Advisors provides portfolio management for pooled investment vehicles and non-discretionary investment advice as a sub-adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pemberton Capital Advisors: assets under management

The assets under management (AUM) of Pemberton Capital Advisors LLP is $5.47 billion. $4.95 billion of the total AUM is attributable to clients outside of the United States.

What kind of clients Pemberton Capital Advisors serves?

The only and largest group of clients of Pemberton Capital Advisors is pooled investment vehicles with 18 clients and $5.47 billion of assets under management. Among the 12 most similar advisory firms, Pemberton Capital Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.47 billion for 18 clients. 83% of the firm’s clients are foreign persons or businesses.

Pemberton Capital Advisors also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons is $6,002,000 for each fund.

Careers at Pemberton Capital Advisors LLP

The company employs 45 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Symon Roderick Drake Brockman	Shareholder	1 Nov 2010	25% - 50%	1862558
Pemberton Asset Management Services Uk Limited	Shareholder	1 Jan 2012	Other	foreign
Keith Jones	Officer	1 Oct 2013	Other	4365968
Mark Jonathan Hickey	Partner	1 Oct 2013	Other	6639115
Legal & General Capital Investments Ltd	Shareholder	1 Aug 2014	25% - 50%	foreign
Christopher Bernard Higgins	Partner	1 Aug 2014	Other	2637303
Marcus John Barnes	Partner	1 Aug 2014	Other	6639114
Paul Raymond Sullivan	Partner	1 Aug 2014	Other	6639120
Thomas Stefan Duetoft	Partner	1 Sep 2014	Other	6639121
John Noel Doyle	Partner	1 Dec 2014	Other	6639108
Conrad Godefriedus Teppema	Officer	1 Apr 2015	Other	6636533
Michael James Anderson	Partner	1 Jul 2015	Other	6639118
Corinna Mitchell	Partner	1 Jul 2015	Other	6639104
Helen Jane Richards	Chief compliance officer	1 Oct 2015	Other	6047771
Ben Warren Gulliver	Partner	1 Sep 2016	Other	6710511
Nicole Gates	Partner	1 Oct 2016	Other	6736107
Daniele D Iacovone	Partner	1 Nov 2016	Other	4133244
Robin Edward Challis	Partner	1 Dec 2016	Other	6736110
Thomas Lack	Partner	1 Mar 2017	Other	6776531
Eric Matthew Capp	Partner	1 May 2017	Other	1992169
Philip James Ashdown	Partner	1 Oct 2017	Other	6893827
Antoine Oliver Josserand	Partner	1 Jul 2018	Other	2847981

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pemberton Asset Management Holdings Limited	Shareholder	1 Nov 2010	75% - 100%	foreign
Pemberton Asset Management Holding Limited	Shareholder	1 Nov 2010	75% - 100%	foreign
Elian Trustees	Trustee	1 Feb 2015	Other	foreign
Legal & General Capital Investments Ltd	Shareholder	1 Feb 2015	25% - 50%	foreign
Intertrust Trustee 2 (Jersey) Limited	Trustee	1 Feb 2015	Other	foreign
Pemberton Trust	Shareholder	1 Feb 2015	Other	foreign
Legal & General Group Plc	Shareholder	1 Feb 2015	75% - 100%	foreign

Based in London

The principal office where Pemberton Capital Advisors LLP performs its advisory services is located at 52 Grosvenor Gardens, London, Sw1 W 0 Au, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 (0) 20 7993 9300 or by fax 44 (0) 20 7993 9329. The normal business hours are 8.30 am to 6.30 pm on Monday - Friday. You can find more information about the New York firm at pembertonam.com.