Pivot Point Capital Partners, LLC (San Francisco)

Name: Pivot Point Capital Partners, LLC
Address: 1160 Battery St, San Francisco, CA, 94111 1233
Telephone: 415-343-7074

Pivot Point Capital Partners, LLC is an adviser based in San Francisco. It manages $4.93 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

Pivot Point Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pivot Point Capital Partners: assets under management

The assets under management (AUM) of Pivot Point Capital Partners, LLC is $4.93 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.23 million each.

Pivot Point Capital Partners has custody of $4.93 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pivot Point Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pivot Point Capital Partners serves?

The only and largest group of clients of Pivot Point Capital Partners is pooled investment vehicles with 4 clients and $4.93 million of assets under management. Among the 8 most similar advisory firms, Pivot Point Capital Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.93 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Pivot Point Capital Partners also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Pivot Point Capital Partners, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony Pir Brenner	Managing member;	1 Feb 2005	50% - 75%	1611473
Raja Subramanian Moorthy	Member	1 Feb 2005	Other	5848483
Anthony P Brenner	Managing member	1 Feb 2005	50% - 75%	1611473
Raja S Moorthy	Member	1 Feb 2005	Other	5848483
Todd Kirschner	Member	1 Feb 2005	Other	5848477
Wendy Ledbetter Menefee	Chief administrative officer and chief compliance officer	1 Feb 2005	Other	5848474
Anthony P Brenner	Chief compliance officer	1 Mar 2014	50% - 75%	1611473
Joseph George Welsh	Chief compliance officer	1 May 2014	Other	5049373

Based in San Francisco

The principal office where Pivot Point Capital Partners, LLC performs its advisory services is located at 1160 Battery St, San Francisco, CA 94111 1233, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-343-7074 or by fax 415-343-7080. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at pivotpointcap.com.