Symetra Investment Services, Inc. (Bellevue)

Name: Symetra Investment Services, Inc.
Address: 777 108 Th Avenue Ne, Bellevue, WA, 98004
Telephone: 800-469-7667

Symetra Investment Services, Inc. is a large advisory firm based in Bellevue. It manages $334.76 million of regulatory assets for 1,605 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Symetra Investment Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for approximately 1,200 clients. On top of advisory services, the firm doesn't engage in other business activities.

Symetra Investment Services: assets under management

The assets under management (AUM) of Symetra Investment Services, Inc. is $334.76 million. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $197.12 million in discretionary accounts and $137.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $144.27 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Symetra Investment Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Symetra Investment Services, Inc.

Allyn David Close has been acting as President since 1 Feb 2003. Inc. John Hancock Financial Network joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Floyd Harbin	Director & senior vice president	1 Feb 1999	Other	2279776
Jacqueline Marie Veneziani	Assistant secretary	1 Apr 2000	Other	4191618
Leeanna Grace Kraus Glessing	Assistant vice president	1 Oct 2002	Other	2381458
Patrick Bryan Mccormick	Director	1 Nov 2002	Other	1916951
Allyn David Close	Director	1 Feb 2003	Other	1301793
Bridget Marie Burgess	President & chief compliance officer	1 Mar 2004	Other	1570329
Symetra Financial Corporation	Shareholder	1 Jul 2004	75% - 100%	20-0978027
George Christopher Pagos	Secretary	1 Aug 2004	Other	2230252
Julie Margaret Bodmer	Assistant secretary	1 Aug 2004	Other	1801131
Daniel Bryan Schaaf	Assistant secretary	1 Aug 2004	Other	2617933
Colleen Mary Murphy	Assistant secretary	1 Aug 2004	Other	4842602
Joanne Mauree Salisbury	Vice president, controller, treasurer & financial principal	1 Oct 2004	Other	1111712
Michael R Kehoe	Assistant secretary	1 Nov 2004	Other	5492193
Michael E. James	Assistant secretary	1 Mar 2005	Other	5492626
Joanne Mauree Salisbury	Vice president, controller, treasurer, financial principal, & chief compliance officer	1 Aug 2005	Other	1111712
Michael Fintan Murphy	Assistant vice president	1 Nov 2005	Other	2907341
Leeanna Grace Kraus Glessing	Assistant vice president, treasurer, financial principal	1 Jun 2006	Other	2381458
Laurie Hubbard	Vice president	1 Jun 2006	Other	20-0978027
Margaret A. Meister	Director	1 Jan 2009	Other	xxx-xx-xxxx
Richard Jefferis Lindsay	Director	1 Jan 2009	Other	4035861
Margaret A Meister	Director	1 Jan 2009	Other	xxx-xx-xxxx
Brian Christopher Williams	Executive vice president	1 May 2010	Other	4081817
Allyn David Close	President	1 Sep 2010	Other	1301793
Bridget Marie Burgess	Chief operating officer	1 Sep 2010	Other	1570329
Allyn David Close	President and director	1 Oct 2010	Other	1301793
Bridget Marie Burgess	Chief operating officer	1 Oct 2010	Other	1570329
George Christopher Pagos	Director	1 Oct 2010	Other	2230252
Richard Lavoice	Director	1 Oct 2010	Other	1106045
Michael Fintan Murphy	Director	1 Jan 2011	Other	2907341
Gregory Lance Gassaway	Assistant vice president	1 Jan 2011	Other	5883010
Glenn Allan Black	Vice president	1 Feb 2011	Other	4334634
Susan Fowler Oatis	Assistant secretary	1 May 2011	Other	5922799
Dennis Michael Noble	Assistant secretary	1 May 2011	Other	5922794
Richard Thomas Moran	President	1 May 2011	Other	2288850
Jeffrey Stephen Clark	Director of finance, financial principal	1 Jul 2011	Other	4974902
Jacqueline Marie Veneziani	Secretary	1 Jan 2012	Other	4191618
Jeffrey Stephen Clark	Vice president, director of finance, financial principal	1 Mar 2012	Other	4974902
Ryan Jacy Hixon	Vice president, chief operating officer	1 Mar 2012	Other	2868818
John E Iii Forrest	Vice president, director of business development	1 Mar 2012	Other	1109444
Kimberly Anne Branch	Vice president, chief marketing officer	1 Mar 2012	Other	1935509
Thomas David Kowalczyk	Vice president, director of advisory services	1 Mar 2012	Other	5630382
Michael Fintan Murphy	Vice president	1 Oct 2012	Other	2907341
Michael Eugene James	Assistant treasurer	1 Oct 2012	Other	5492626
Margaret A Meister	Chairman	1 Oct 2012	Other	xxx-xx-xxxx
Suzanne Webb Sainato	Director	1 Oct 2012	Other	6127302
Michael Howard Polley	Secretary	1 Oct 2012	Other	1064527
Glen Allen Mcrary	Vice president	1 Oct 2012	Other	2699954
Inc. John Hancock Financial Network	Parent company	1 Oct 2013	75% - 100%	04-3448283
Emil Joseph Jr Aberizk	Director	1 Oct 2013	Other	1049525
Abigail Marie Armstrong	Secretary/clerk & counsel	1 Oct 2013	Other	1239945
Brian Basil Heapps	President & director	1 Oct 2013	Other	1666475
Thomas Joseph Horack	Director	1 Oct 2013	Other	861315
Mitchell Andrew Karman	Director	1 Oct 2013	Other	2837307
Christopher Maryanopolis	Director	1 Oct 2013	Other	3041077
Steven Mr. Moore	Treasurer	1 Oct 2013	Other	6124606
Krishna Ramdial	Vice president	1 Oct 2013	Other	2433972
Matthew Forrest Rigatti	Director	1 Oct 2013	Other	2461646
Frank Joseph Rispoli	Director	1 Oct 2013	Other	4364402
John William Suminski	Director	1 Oct 2013	Other	6009337
Anthony Maurice Teta	Director	1 Oct 2013	Other	4617856

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Hancock Subsidiaries Llc	Sh	1 Jan 1999	75% - 100%	04-2687223
Manulife Financial Corporation	Sh	1 Oct 2004	75% - 100%	98-0361647
John Hancock Financial Corporation	Sh	1 Dec 2009	75% - 100%	33-1105152
John Hancock Life Insurance Company (U.S.A.)	Sh	1 Dec 2009	75% - 100%	01-0233346
Manufacturers Life Insurance Company	Sh	1 Dec 2009	75% - 100%	38-0788610
Manulife Holdings (Alberta) Limited	Sh	1 Dec 2009	75% - 100%	foreign
The Manufacturers Investment Corporation	Sh	1 Dec 2009	75% - 100%	38-3261832

Based in Bellevue

The principal office where Symetra Investment Services, Inc. performs its advisory services is located at 777 108 Th Avenue Ne, Bellevue, WA 98004 The mailing address of the firm is P.O. Box 34695, Seattle, WA 98124 1695. An additional office of the firm is in Missoula, MT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-469-7667 or by fax 866-532-1364. The normal business hours are 6:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.symetra.com/sis.