Kvo Capital Management, LLC (New York)

Name: Kvo Capital Management, LLC
Address: 400 Madison Avenue, New York, NY, 10017
Telephone: 646-568-7119

Kvo Capital Management, LLC is a large advisory firm based in New York. It manages $167.2 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida and New York.

Kvo Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kvo Capital Management: assets under management

The assets under management (AUM) of Kvo Capital Management, LLC is $167.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $167.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.87 million each.

Kvo Capital Management has custody of $167.2 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kvo Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kvo Capital Management, LLC

Brooke Stuart Parish has been acting as President since 1 Jun 2012. Timothy James Hughes joined the executive team most recently as the Chief Compliance Officer/Chief Operating Officer/Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kernan V Oberting	Managing member	1 May 2008	75% - 100%	5273485
Deborah A Culhane	Chief compliance officer	1 May 2008	Other	2186182
David William Oberting	Portfolio manager	1 May 2008	Other	1889079
Robert B. Ashton	Portfolio manager	1 May 2008	Other	5539522
Michael Howard Trica	Portfolio manager	1 May 2008	Other	5359513
Richard Norton Sayles	Chief compliance officer	1 Sep 2008	Other	2750251
Douglas Vance Graham	Portfolio manager	1 Oct 2009	Other	3106086
Timothy James Hughes	Chief compliance officer/chief operating officer/chief financial officer	1 Jun 2012	Other	1717881
Brooke Stuart Parish	Chief executive officer/president	1 Jun 2012	Other	1291251

Based in New York

The principal office where Kvo Capital Management, LLC performs its advisory services is located at 400 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Boca Raton, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-568-7119. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.kvocap.com.