Hawk Quantitative Strategies, LLC (New York)


Hawk Quantitative Strategies, LLC is a large advisory firm based in New York. It manages $389.69 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012.

Hawk Quantitative Strategies provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hawk Quantitative Strategies: assets under management

The assets under management (AUM) of Hawk Quantitative Strategies, LLC is $389.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 123% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $389.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.67 million each.
Hawk Quantitative Strategies has custody of $48.52 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hawk Quantitative Strategies, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruce Stanley Kovner Sole shareholder 1 Feb 1983 75% - 100% 1907854
Jeffrey Enslin Manager 1 Oct 2009 75% - 100% 6038254
Caxton Corporation General partner 1 Oct 2011 Other 22-2437619

Based in New York

The principal office where Hawk Quantitative Strategies, LLC performs its advisory services is located at 500 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-303-0504 or by fax 212-303-0363. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.