Přihlásit se Zaregistrujte se zdarma

Henderson Global Investors (North America) Inc. (Denver)


Henderson Global Investors (North America) Inc. is a large advisory firm based in Denver. It manages $443.81 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Logo

Henderson Global Investors (North America) provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Global Investors (North America): assets under management

The assets under management (AUM) of Henderson Global Investors (North America) Inc. is $443.81 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $443.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $443.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Henderson Global Investors (North America) Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bruce Lewis Koepfgen serves?

The only and largest group of clients of Bruce Lewis Koepfgen is investment companies with 1 clients and $443.81 million of assets under management. Among the 9 most similar advisory firms, Henderson Global Investors (North America) has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $443.81 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Henderson Global Investors (North America) doesn't advise any private funds.

Careers at Henderson Global Investors (North America) Inc.

The company employs 984 people that are either part- or full-time employees. 10 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bruce Lewis Koepfgen has been acting as President since 1 May 2017. Susan Kelly Wold joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
B.V. Henderson Investors International Holdings 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Charles Henry Wurtzebach Chief investment officer / director 1 Apr 1999 Other 4127186
Douglas George Denyer Vice-president/treasurer/director 1 Apr 1999 Other 4045640
David Robert Mcwhorter Director 1 Apr 1999 Other 2788885
Henderson Global Investors (International Holdings)Bv 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Jeanpierre Rachmaninoff Executive officer 1 May 1999 Other 2724610
Brian Carl Booker Senior legal counsel / secretary 1 Feb 2000 Other 4165474
Sean Micheal Thomas Dranfield Director 1 Apr 2000 Other 4363137
Sean Michael Thomas Dranfield Director 1 Apr 2000 Other 4363137
James G O'brien Chief operations officer 1 Feb 2001 Other 4507305
James Nicholas Barnard Darkins Director 1 Jul 2001 Other 4463757
Heidemarie Gregoriev Compliance officer 1 Oct 2001 Other 4507389
Henderson International Inc. 100% shareholder 1 Dec 2002 75% - 100% 13-3311310
Audre Johana Melsbakas Director, institutional marketing and client services 1 Mar 2003 Other 2987227
Drew Alan Ahrens Compliance officer 1 Apr 2003 Other 1508185
Kristin Eileen Rice Assistant secretary 1 Jun 2005 Other 5013809
Christopher Keene Yarbrough Senior legal counsel / secretary 1 Aug 2005 Other 5021190
Kenneth Andrew Kalina Chief compliance officer 1 Dec 2005 Other 1728439
Megan Mary Wolfinger Assistant secretary 1 Mar 2006 Other 5122689
Colleen Ann Wolak Vice president 1 Jun 2008 Other 4304184
James G O'brien Managing director / president 1 Nov 2008 Other 4507305
James Gerard O'brien Managing director / president 1 Nov 2008 Other 4507305
James Gerard Martha Vice president 1 Nov 2008 Other 2892509
Mona Bent Assistant treasurer 1 Aug 2010 Other 5879342
Charles Spurgeon Thompson Vice president 1 Oct 2010 Other 2547107
Mark Andrews Vice president 1 Jun 2011 Other 6043934
Chris Golden Assistant secretary 1 Oct 2011 Other 4628624
Scott E Volk Chief operating officer/vice president 1 Dec 2012 Other 2749771
Anne Steele Kochevar Chief compliance officer 1 Jan 2015 Other 1281519
Christopher Mark Golden Secretary 1 Jan 2016 Other 6014473
Bruce Lewis Koepfgen President 1 May 2017 Other 830273
Michael Drew Elder Senior vice president, head of north american distribution 1 May 2017 Other 2328124
Brennan Allen Hughes Senior vice president, treasurer 1 May 2017 Other 4934194
Michelle Rose Rosenberg Secretary 1 May 2017 Other 4735608
Amy Jo Stefonick Assistant secretary 1 May 2017 Other 6175576
David Richard Kowalski Chief risk officer 1 May 2017 Other 1375285
Susan Kelly Wold Chief compliance officer 1 Dec 2017 Other 2197638

Indirect Owners

The SEC currently registers 29 indirect owners.

Name Entity Date acquired Ownership Employer ID
Henderson Holdings Limited Shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Global Investors (Holdings) Plc Shareholder 1 Apr 1999 75% - 100% foreign entity
Hgi Group Limited Shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Global Investors (Holdings) Ltd. Shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Administration International Holdings Ltd. 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Plc 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Amp Invest Plc 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Pearl Assurance Plc 100% owner 1 Apr 1999 75% - 100% foreign entity
Pearl Assurance Group Holdings Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Pearl Group Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Michie European Holdings Bv 89.3% owner 1 Apr 1999 75% - 100% foreign entity
Oyster Overseas Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Oyster Holding Co. Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Amp (Uk) Plc 100% owner 1 Apr 1999 75% - 100% foreign entity
Henderson Administration International Holdings Limited 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Amp Financial Services Holdings Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Amp Holdings Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Amp Group Holdings Limited Shareholder 1 Apr 1999 75% - 100% foreign entity
Amp Limited Shareholder 1 Apr 1999 75% - 100% foreign entity
Hhg Invest Plc Shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Global Investors (International Holdings) Bv Shareholder 1 Dec 2002 75% - 100% foreign entity
Hhg Plc Shareholder 1 Dec 2003 75% - 100% foreign entity
Henderson Holdings Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Global Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign entity
Janus Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Group Holdings Asset Management Limited Shareholder 1 Dec 2012 75% - 100% foreign entity
Hgi Asset Management Group Limited Shareholder 1 Dec 2012 75% - 100% foreign entity

Based in Denver

The principal office where Henderson Global Investors (North America) Inc. performs its advisory services is located at 151 Detroit Street, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (303) 333-3863 or by fax (303) 336-7806. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at henderson.com/home/us.


Registered investment advisers similar to Henderson Global Investors (North America) Inc.