Botree Asset Management, LLC (Alexandria)

Botree Asset Management, LLC is a large advisory firm based in Alexandria. It manages $131.79 million of regulatory assets for 488 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Delaware, District of Columbia, Florida, and 4 other states.

Botree Asset Management provides financial planning services, portfolio management for individuals and small businesses, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Botree Asset Management: assets under management

The assets under management (AUM) of Botree Asset Management, LLC is $131.79 million. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $127.39 million in discretionary accounts and $4.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $263.21 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Botree Asset Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Botree Asset Management, LLC

Munish Sood has served as the Chief Investment Officer since 1 Oct 2003. Inc Summit Wealth Management joined the executive team most recently as the Direct Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Augustine Sung Chun Hong	Managing principal	1 Oct 2003	50% - 75%	1990434
Munish Sood	Chief investment officer	1 Oct 2003	50% - 75%	2805974
Mark Joseph Calisti	Managing director	1 Nov 2003	Other	4401670
Theresa Lee	Member	1 Jun 2005	Other	5204561
Inc Summit Wealth Management	Direct owner	1 Mar 2007	75% - 100%	592421531

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Angelo Anthony Alleca	President	1 Mar 2007	75% - 100%	2326763

Based in Alexandria

The principal office where Botree Asset Management, LLC performs its advisory services is located at 4900 Seminary Road, Alexandria, VA 22311, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-671-5959 or by fax 703-671-0531. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.