Aquarian Holdings Investment Management LLC (New York)

Name: Aquarian Holdings Investment Management LLC
Address: 527 Madison Avenue, New York, NY, 10022
Telephone: 212-720-1000

Aquarian Holdings Investment Management LLC is a large advisory firm based in New York. It manages $800.86 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018.

Aquarian Holdings Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aquarian Holdings Investment Management: assets under management

The assets under management (AUM) of Aquarian Holdings Investment Management LLC is $800.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $800.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $400.43 million each.

Aquarian Holdings Investment Management has custody of $48.55 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment grade corporate bonds the most. They account for 35% of the total AUM. The second-largest asset type is government bonds, which make up 20% of the firm’s portfolio. Investments in cash and cash equivalents form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aquarian Holdings Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aquarian Holdings Investment Management serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Aquarian Holdings Investment Management is insurance companies with 1 clients and $752.31 million of assets under management. Among the 5 most similar advisory firms, Aquarian Holdings Investment Management has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $800.86 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Aquarian Holdings Investment Management also advises several private funds. Namely, one private equity fund.

Careers at Aquarian Holdings Investment Management LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Yingling	Chief financial officer	1 May 2017	Other	6927827
Aquarian Holdings Llc	Member	1 May 2017	75% - 100%	81-2187772
Rudrabhishek Sahay	Chief executive officer, chief investment officer	1 May 2017	Other	6927821
Mark W Connolly	Chief compliance officer, chief legal officer	1 Nov 2018	Other	5174395

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Taurus Trust	Member	1 Nov 2018	75% - 100%	35-7226528
The Kelmscott Corporation	Trustee	1 Nov 2018	Other	83-2626343

Based in New York

The principal office where Aquarian Holdings Investment Management LLC performs its advisory services is located at 527 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-720-1000. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at aquarianlp.com/.