Jim Poe And Associates Inc. (Ft. Worth)

Jim Poe And Associates Inc. is an adviser based in Ft. Worth. It manages $42.69 million of regulatory assets for 375 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Texas.

Jim Poe And Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jim Poe And Associates: assets under management

The assets under management (AUM) of Jim Poe And Associates Inc. is $42.69 million. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.24 million in discretionary accounts and $452.97 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $113.55 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $150.99 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jim Poe And Associates Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jim Poe And Associates Inc.

Dauphinais Marie Poe has been acting as President since 1 Jan 2004. James Emory Poe joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Emory Poe	Chief compliance officer	1 Jan 2004	75% - 100%	5085362
Dauphinais Marie Poe	Director	1 Jan 2004	Other	5129115

Based in Ft. Worth

The principal office where Jim Poe And Associates Inc. performs its advisory services is located at 6040 Camp Bowie Blvd. Suite 3, Ft. Worth, TX 76116, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.