6 Th Avenue Investment Management Company, LLC (Topeka)

Name: 6 Th Avenue Investment Management Company, LLC
Address: One Security Benefit Place, Topeka, KS, 66636 0001
Telephone: 785 438-3127

6 Th Avenue Investment Management Company, LLC is a large advisory firm based in Topeka. It manages $12.45 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

6 Th Avenue Investment Management Company provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

6 Th Avenue Investment Management Company: assets under management

The assets under management (AUM) of 6 Th Avenue Investment Management Company, LLC is $12.45 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.45 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $345.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 6 Th Avenue Investment Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 6 Th Avenue Investment Management Company, LLC

Richard Mark Goldman has been acting as President since 1 Aug 2007. Cindy Lee Shields joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Security Benefit Life Insurance Company	Member	1 Nov 1996	75% - 100%	48-0409770
Amy Jo Lee	Secretary	1 Nov 1996	Other	1161869
Michael Gregory Odlum	President & manager	1 Mar 2004	Other	703911
Brenda Marie Harwood	Chief compliance officer	1 Sep 2004	Other	1522593
Security Benefit Corporation	Member	1 Jan 2005	Other	48-1202239
Thomas Richard Kaehr	Treasurer	1 Mar 2007	Other	4601435
Richard Mark Goldman	President	1 Aug 2007	Other	4408256
Cindy Lee Shields	Vice president	1 Aug 2007	Other	1979512

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Security Benefit Corporation	Shareholder	1 Jul 1998	75% - 100%	48-1202239
Security Benefit Mutual Holding Company	Shareholder	1 Jul 1998	75% - 100%	48-635687

Based in Topeka

The principal office where 6 Th Avenue Investment Management Company, LLC performs its advisory services is located at One Security Benefit Place, Topeka, KS 66636 0001, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 785 438-3127 or by fax 785-438-3080. The normal business hours are 8:30 to 4:30 on Monday - Friday. You can find more information about the New York firm at www.sg-investors.com.