Rockbay Capital Management, LP (New York)

Name: Rockbay Capital Management, LP
Address: 600 Fifth Avenue, 24 Th Floor, New York, NY, 10020 2310
Telephone: 212-332-4220

Rockbay Capital Management, LP is a large advisory firm based in New York. It manages $574.41 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Rockbay Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockbay Capital Management: assets under management

The assets under management (AUM) of Rockbay Capital Management, LP is $574.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $574.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rockbay Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rockbay Capital Management, LP

Tamara King Stark joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dennis Henri Javer	Chief financial officer	1 Sep 2002	Other	5059145
Atul Chandra Khanna	Chief executive officer	1 Sep 2002	75% - 100%	4380014
Jonathan Avery Baron	Senior managing director	1 Sep 2002	Other	2037403
George Percy Chang	General counsel & chief compliance officer	1 Jul 2005	Other	5059132
Llc Rcm Advisors	General partner	1 Jan 2006	Other	84-1696080
Inc. Rockbay Capital Advisors	Limited partner	1 Jan 2006	Other	16-1628336
Tamara King Stark	Chief compliance officer	1 Oct 2006	Other	2646709

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Atul Chandra Khanna	Manager	1 Jan 2006	75% - 100%	4380014

Based in New York

The principal office where Rockbay Capital Management, LP performs its advisory services is located at 600 Fifth Avenue, 24 Th Floor, New York, NY 10020 2310, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-332-4220 or by fax 212-332-4224. The normal business hours are 8:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at www.rockbay.com.