Orchard Holdings Group, LLC (Cincinnati)

Name: Orchard Holdings Group, LLC
Address: 8044 Montgomery Road, Cincinnati, OH, 45236
Telephone: 513-754-3500

Orchard Holdings Group, LLC is a large advisory firm based in Cincinnati. It manages $309.83 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Ohio.

Orchard Holdings Group provides portfolio management for pooled investment vehicles and private equity investment opportunities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Orchard Holdings Group: assets under management

The assets under management (AUM) of Orchard Holdings Group, LLC is $309.83 million. The company doesn't manage any assets belonging to foreign clients.

Orchard Holdings Group has custody of $273.7 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Orchard Holdings Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Phil Collins serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Phil Collins is pooled investment vehicles with 10 clients and $282.54 million of assets under management. Among the 5 most similar advisory firms, Orchard Holdings Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $309.83 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Orchard Holdings Group also advises several private funds. Namely, nine private equity funds.

Careers at Orchard Holdings Group, LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Phil Collins has been acting as President since 1 Dec 2015. Jocelyn M Dalkin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Orchard Seed Investors	Managing member	1 Dec 2015	50% - 75%	27-1671253
Phil Collins	President	1 Dec 2015	25% - 50%	6748841
Pete Boylan	Vice president	1 Dec 2015	25% - 50%	6748846
Syedumar Faisal Ehtisham	Chief compliance officer	1 Nov 2016	Other	5255031
Jocelyn M Dalkin	Chief compliance officer	1 May 2018	Other	6916088

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Coletti	Trustee	1 Nov 2015	Other	6748851
Orchard Trust	Owner	1 Dec 2015	75% - 100%	81-6141934

Based in Cincinnati

The principal office where Orchard Holdings Group, LLC performs its advisory services is located at 8044 Montgomery Road, Cincinnati, OH 45236, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-754-3500 or by fax 513-754-3595. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at orchardholdings.com/.