Cohen & Steers Asia Limited (Central)

Name: Cohen & Steers Asia Limited
Address: 1201 02 Champion Tower, Central
Telephone: 852-3667-0081

Cohen & Steers Asia Limited is a large advisory firm based in Central. It manages $3.57 billion of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2006.

Cohen & Steers Asia Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio consulting svcs, index maintenance svcs. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cohen & Steers Asia Limited: assets under management

The assets under management (AUM) of Cohen & Steers Asia Limited is $3.57 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 224% since the beginning of its operation, and $2.09 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.79 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cohen & Steers Asia Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Francis Casimir Poli serves?

The firm provides services to investment companies, pooled investment vehicles, corporations or other businesses, and state or municipal government entities. The largest group of clients of Francis Casimir Poli is pooled investment vehicles with 22 clients and $1.33 billion of assets under management. Among the 9 most similar advisory firms, Cohen & Steers Asia Limited has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.11 billion for 44 clients. 59% of the firm’s clients are foreign persons or businesses.

Cohen & Steers Asia Limited doesn't advise any private funds.

Careers at Cohen & Steers Asia Limited

The company employs 16 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Francis Casimir Poli has been acting as President since 1 Apr 2014. Matthew Scott Stadler joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Cohen & Steers Capital Management	Shareholder	1 Mar 2005	75% - 100%	106266
Lisa Donoghue Phelan	Chief compliance officer	1 Mar 2005	Other	2562069
Martin Cohen	Executive director	1 Mar 2005	Other	1057172
Robert Hamilton Steers	Executive director	1 Mar 2005	Other	1025045
Joseph Martin Harvey	Executive director	1 Mar 2005	Other	2531649
Yatming Cheung	Executive director	1 May 2005	Other	3071569
Inc. Cohen & Steers Capital Management	Shareholder	1 Aug 2005	75% - 100%	106266
Stephen Desmond Kenneally	Executive director and responsible officer	1 Jun 2007	Other	4751558
Francis Casimir Poli	Director	1 Apr 2014	Other	1628917
Matthew Scott Stadler	Director	1 Apr 2014	Other	2306260
Luke Joseph Sullivan	Responsible officer	1 Apr 2014	Other	4801327
Wai Lim Leung	Responsible officer	1 Apr 2014	Other	6432924
Hin Fai Lam	Responsible officer	1 Apr 2014	Other	6432927
Chi Yeung Ko	Responsible officer	1 Apr 2014	Other	6432929

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Cohen & Steers	Sole shareholder	1 Aug 2004	75% - 100%	14-1904657

Based in Central

The principal office where Cohen & Steers Asia Limited performs its advisory services is located at 1201 02 Champion Tower, Central, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-3667-0081 or by fax 852-2509-4069. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at cohenandsteers.com.