Portfolio Management Consultants (Denver)

Name: Portfolio Management Consultants
Address: 555 17 Th Street, 14 Th Floor, Denver, CO, 80202
Telephone: 303-292-1177

Portfolio Management Consultants is a large advisory firm based in Denver. It manages $3.58 billion of regulatory assets for 5,584 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Portfolio Management Consultants provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Portfolio Management Consultants: assets under management

The assets under management (AUM) of Portfolio Management Consultants is $3.58 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $397.7 million in discretionary accounts and $3.18 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $910.96 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Portfolio Management Consultants for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Portfolio Management Consultants

Gary Philip Engle has been acting as President since 1 May 1999. Brian Keith Andrew has served as the Chief Investment Officer since 1 Oct 2000. Stephen Charles Omeara joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Toku Yanari	Senior vice president	1 Jan 1985	Other	1631099
Inc. Pmc International	Parent of applicant	1 Sep 1997	75% - 100%	84-0627374
Gary Philip Engle	Director	1 May 1999	Other	1009773
Dale Joseph Seier	Treasurer, sr vp	1 Dec 1999	Other	2441308
John Joseph Mulherin	Ceo, chairman	1 Jan 2000	Other	2677528
Dottie Mae Demark	Vice president compliance	1 Apr 2000	Other	1250802
Brian Keith Andrew	Chief investment officer	1 Oct 2000	Other	2240211
John Robert Merrell	President, coo, director	1 Nov 2000	Other	1240246
Stephen Charles Omeara	Secretary	1 Jan 2001	Other	2324240

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Ziegler Companies	Parent of pmci	1 Dec 1998	75% - 100%	39-1148883

Based in Denver

The principal office where Portfolio Management Consultants performs its advisory services is located at 555 17 Th Street, 14 Th Floor, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-292-1177 or by fax 303-293-2152. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pmcdenver.com.