ALPhasource Investment Counsel, Inc (Houston)

ALPhasource Investment Counsel, Inc is a large advisory firm based in Houston. It manages $94.22 million of regulatory assets for 826 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 39 other states.

ALPhasource Investment Counsel provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhasource Investment Counsel: assets under management

The assets under management (AUM) of ALPhasource Investment Counsel, Inc is $94.22 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 520% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $94.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.07 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay ALPhasource Investment Counsel, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPhasource Investment Counsel, Inc

Robert Martin Wyrick has been acting as President since 1 Jul 2007. Rita Carol Defloreo joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert William Levitt	Chief compliance officer	1 Jul 2007	Other	2576873
Robert Martin Wyrick	President	1 Jul 2007	Other	1219995
Gordon Ralph Dangelo	Chairman	1 Jul 2007	Other	1353120
Glenn Charles Wiggle	Director	1 Jul 2007	Other	2730675
Inc. We2	Shareholder	1 Jul 2007	75% - 100%	26-0639432
Susanna Joiner Schlangen	President, chief compliance officer	1 Dec 2008	Other	2831647
Jeffrey Paul Ayers	Vice president	1 Jan 2009	Other	5033432
Andrew C Miller	Chief compliance officer/president	1 Dec 2010	Other	4384866
Andrew Cassedy Miller	Chief compliance officer/president	1 Dec 2010	Other	4384866
Rita Carol Defloreo	Chief compliance officer	1 Nov 2011	Other	1655762

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Next Financial Holding	Shareholder	1 Jul 2007	75% - 100%	20-0959458
Next Financial Holdings	Owner	1 Jul 2007	75% - 100%	20-0959458

Based in Houston

The principal office where ALPhasource Investment Counsel, Inc performs its advisory services is located at 2500 Wilcrest Drive, Houston, TX 77042, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-940-4932 or by fax 713-333-2705. The normal business hours are 8am-5pm on Monday - Friday.