Dedicated Capital Advisors, LLC (San Francisco)

Name: Dedicated Capital Advisors, LLC
Address: 601 Montgomery St., San Francisco, CA, 94111
Telephone: 415-765-1778

Dedicated Capital Advisors, LLC is a large advisory firm based in San Francisco. It manages $94.28 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Dedicated Capital Advisors provides financial planning services and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dedicated Capital Advisors: assets under management

The assets under management (AUM) of Dedicated Capital Advisors, LLC is $94.28 million. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $80.98 million in discretionary accounts and $13.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $987.55 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.33 million.

Investments

The firm invests in investment and business development companies the most. They account for 71% of the total AUM. The second-largest asset type is exchange traded securities, which make up 15% of the firm’s portfolio. Investments in pooled investment vehicles form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dedicated Capital Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dedicated Capital Advisors serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Dedicated Capital Advisors is high net worth individuals with 13 clients and $85.75 million of assets under management. Among the 8 most similar advisory firms, Dedicated Capital Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $94.28 million for 61 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dedicated Capital Advisors doesn't advise any private funds.

Careers at Dedicated Capital Advisors, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kurt Walter Rauzi	Managing director, cco	1 May 2013	75% - 100%	1365507

Based in San Francisco

The principal office where Dedicated Capital Advisors, LLC performs its advisory services is located at 601 Montgomery St., San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-765-1778 or by fax 415-834-1641. The normal business hours are 7:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at dedicated-cap.com.