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The Wave Management Company, LLC (Charleston)


The Wave Management Company, LLC is a large advisory firm based in Charleston. It manages $55.81 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of South Carolina.

The Wave Management Company provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Wave Management Company: assets under management

The assets under management (AUM) of The Wave Management Company, LLC is $55.81 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $55.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.81 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Wave Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Zurich Insurance Company Stockholder 1 Dec 1997 75% - 100% 36-1999760
Zurich Group Holding Owner 1 Sep 1998 75% - 100% foreign
Allied Zurich Plc Owner 1 Sep 1998 25% - 50% foreign
Zurich Financial Services Owner 1 Oct 2000 50% - 75% foreign
Inc. Zurich Holding Company Of America Sole stockholder 1 Dec 2000 75% - 100% 36-3096373
Sheppard Homans Davis Managing member 1 Jan 2005 75% - 100% 722264
Ltd Zurich Czi Management Holdings Member 1 Aug 2005 75% - 100% 36-4412924

Based in Charleston

The principal office where The Wave Management Company, LLC performs its advisory services is located at 4 Queen Street, Charleston, SC 29401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 843-377-2700 or by fax 843-377-2180. The normal business hours are 8am-6pm on Monday - Friday.


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